Scott Wertheim is a registered investment advisor at Captrust, based in Livingston, NJ, with 30 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 41,750 clients with $1200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5M+ | 0.70% |
Fees are negotiable and may be higher, lower, or waived based on account size, investment approach, complexity, and relationship duration. Assets above $10M are negotiable.
Fee Estimator
Location
Livingston, NJ
Get directionsHistory
Regulatory History (1)
Civil
May 2007Employment History
Current Registrations
Captrust
Previous Registrations
Captrust Financial Advisors or "captrust"
Capfinancial Securities, LLC.Broker
Wall Street AccessBroker
Retirement System Distributors INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Joshua Joffe, CFPSavvy
- Jason Plawner, CFAWealthcare Advisory Partners LLC
- Ronald Mazzarella, ChFCLPL Financial LLC
- Joseph Hibert, CFPCliftonlarsonallen Wealth Advisors, LLC
- Brandon Goldstein, ChFCLPL Enterprise, LLC
- Robert Villanova, CFPLPL Financial LLC