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Rodney Williams

30 Years of Experience
Omaha, NE
1 DisclosureBroker

Rodney Williams is a registered investment advisor at Ameriprise Financial Services, LLC, based in Omaha, NE, with 30 years of industry experience. Rodney operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

15858 W Dodge Rd, Suite 320, Omaha, NE, 68118-2533

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History

Regulatory History (1)
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Customer Dispute
May 2005
Denied
Other Business Activities

Rodney has multiple business ownership and outside employment activities, including Momentum Partners, LLC and Hotrodsplace, LLC. These activities take about 10-20% of his time each.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2009 - Present · 16 yrs 7 mos
Ameriprise Financial Services, LLC
October 2009 - Present · 16 yrs 7 mos
Ameriprise Financial Services, LLCBroker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Ameriprise Advisor Services, INC.
July 2003 - October 2009 · 6 yrs 3 mos
Ameriprise Advisor Services, INC.Broker
September 1995 - October 2009 · 14 yrs 1 mo
State Registrations28 states
ALAZCACOFLGAIAIDILINKSLAMAMDMIMNMONDNENVNYORPASDTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.