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Barbara Foote

Ameriprise Financial Services, LLC
25 Years of Experience
Omaha, NE
1 DisclosureBroker
View SEC Summary
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Barbara Foote is a registered investment advisor at Ameriprise Financial Services, LLC, based in Omaha, NE, with 25 years of industry experience. Barbara is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11819 Miracle Hills Dr, Ste 101, Omaha, NE, 68154

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Barbara is involved in outside employment with Flagship Partners since June 2022. This activity is investment-related and takes about a quarter of her time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2018 - Present · 8 yrs 1 mo
Ameriprise Financial Services, LLC
November 2016 - Present · 9 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2016 - Present · 9 yrs 11 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
April 2007 - November 2016 · 9 yrs 7 mos
Pacific Select Distributors, INC.Broker
February 2006 - March 2007 · 1 yr 1 mo
Qa3 Financial CORP.Broker
January 2004 - October 2005 · 1 yr 9 mos
Stifel, Nicolaus & Company, Incorporated
July 2002 - January 2004 · 1 yr 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2001 - January 2004 · 2 yrs 6 mos
UBS Painewebber INC.Broker
August 2000 - August 2001 · 1 yr
State Registrations16 states
ALAZCAFLIAIDILMNMOMTNEORPATXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Barbara Foote - Financial Advisor | TrueAdvisor