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Barbara Foote

25 Years of Experience
Bettendorf, IA
1 DisclosureBroker

Barbara Foote is a registered investment advisor at Ameriprise Financial Services, LLC, based in Bettendorf, IA, with 25 years of industry experience. Barbara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2525 Kimberly Rd, Ste 2, Bettendorf, IA, 52722-3538

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2017
Final
Other Business Activities

Barbara is involved in outside employment with Flagship Partners since June 2022. This activity is investment-related and takes about a quarter of her time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2018 - Present · 7 yrs 8 mos
Ameriprise Financial Services, LLC
November 2016 - Present · 9 yrs 6 mos
Ameriprise Financial Services, LLCBroker
November 2016 - Present · 9 yrs 6 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
April 2007 - November 2016 · 9 yrs 7 mos
Pacific Select Distributors, INC.Broker
February 2006 - March 2007 · 1 yr 1 mo
Qa3 Financial CORP.Broker
January 2004 - October 2005 · 1 yr 9 mos
Stifel, Nicolaus & Company, Incorporated
July 2002 - January 2004 · 1 yr 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2001 - January 2004 · 2 yrs 6 mos
UBS Painewebber INC.Broker
August 2000 - August 2001 · 1 yr
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Barbara Foote - Financial Advisor | TrueAdvisor