DS
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Daniel Sutton
30 Years of Experience
Dardenne Prairie, MO
2 DisclosuresBroker
Daniel Sutton is a registered investment advisor at Osaic Institutions, INC., based in Dardenne Prairie, MO, with 30 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
570 advisors
Number of Clients
16,312 clients
Average Client Portfolio
$398K average
Assets Under Management
$6.5B
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
7833 Town Square Ave, Dardenne Prairie, MO, 63368
Get directionsHistory
Regulatory History (2)
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Regulatory
June 2008Final
Employment Separation After Allegations
April 2008Employment History
Current Registrations
Osaic Institutions, INC.Broker
February 2017 - Present · 9 yrs 8 mos
Osaic Institutions, INC.
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
First Brokerage America, L.L.C.
May 2016 - January 2017 · 8 mos
First Brokerage America, L.L.C.Broker
June 2008 - January 2017 · 8 yrs 7 mos
U.S. Bancorp Investments, INC.
March 2006 - April 2008 · 2 yrs 1 mo
U.S. Bancorp Investments, INC.Broker
December 2001 - April 2008 · 6 yrs 4 mos
Firstar Investment Services,inc.Broker
January 2000 - December 2001 · 1 yr 11 mos
Mercantile Investment Services, INC.Broker
July 1997 - January 2000 · 2 yrs 6 mos
Corelink Financial, INC.Broker
September 1995 - July 1997 · 1 yr 10 mos
State Registrations4 states
GAILMOTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.