PH
PH

Patrice Henning

30 Years of Experience
Denver, CO
Broker

Patrice Henning is a registered investment advisor at Raymond James & Associates, INC., based in Denver, CO, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

100 Saint Paul Street, Suite 600, Denver, CO, 80206

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Patrice is involved with the State of Colorado College Invest Advisory Board of Directors, Saint Mary's University of Minnesota Advisory Investment Committee, and Fraser River Valley Lions Club Foundation Board. She also serves as an active member of the alumni community for Saint Mary's University of Minnesota, dedicating a few hours per week to this role.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2012 - Present · 13 yrs 10 mos
Raymond James & Associates, INC.
July 2012 - Present · 13 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2012 - Present · 13 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
September 2006 - July 2012 · 5 yrs 10 mos
UBS Financial Services INC.Broker
August 2006 - July 2012 · 5 yrs 11 mos
Piper Jaffray & CO.
November 2000 - December 2004 · 4 yrs 1 mo
Piper Jaffray & CO.Broker
November 1995 - August 2006 · 10 yrs 9 mos
State Registrations19 states
AZCACODCFLGAILKSMNNMNYOHORPATNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.