Lawrence Ricci
Lawrence Ricci is a registered investment advisor at New York Life Investment Management LLC, based in New York, NY, with 18 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,042 clients with $110B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NYLIM does not directly manage investments for individual investors. Instead, NYLIM provides operational, administrative, and trading services for managed accounts offered through wrap fee programs sponsored by other firms. As part of these programs, NYLIM may engage subadvisors to provide investment advice and trade execution. The annual management fee ranges from 0.25% to 0.80% of assets under management, paid by the sponsor or client, and varies depending on the sponsor, investment strategy, account type, services provided, and assets in the program.
Location
51 Madison Avenue, New York, NY, 10010
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lawrence is the Secretary of the Massapequa Soccer Club since 2017. This activity is not investment-related and takes a few hours per week outside of normal business hours.
Employment History
Current Registrations
New York Life Investment Management LLC
Nylife Distributors LLC
Nylife Distributors LLCBroker
Previous Registrations
Southlake Capital, L.L.C.Broker
Oam Avatar LLC
Quasar Distributors, LLCBroker
First Fund Distributors, INC.Broker
Provident Advisers, INC.Broker
First Fund Distributors, INC.Broker
The Dreyfus Service CorporationBroker
State Registrations1 state
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