Kennon Mccarthy
Kennon Mccarthy is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Beverly Hills, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
9560 Wilshire Blvd, Beverly Hills, CA, 90212
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2009Customer Dispute
October 2007Customer Dispute
February 2000Other Business Activities
Kennon owns Snowmax LLC, a real estate holding company, and spends minimal time paying property taxes and the mortgage. He also participates in the Professional Advisory Network for the Motion Picture and Television Fund and is a member of Trusted Advisor, both involving networking and educational events, dedicating minimal time to each.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
City National Securities, INC.Broker
City National Securities, INC.
Boston Private Wealth LLC
Unionbanc Investment Services, LLCBroker
Unionbanc Investment Services, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
U.S. Bancorp Investments, INC.Broker
Wm Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Chatfield Dean & CO., INC.Broker
Pruco Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.