Scott Finnegan is a registered investment advisor at Centaurus Financial, INC., based in Hayden, ID, with 28 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.
Maximum advisory fees:
- Alpha, Beta, ABJ, Omega, Delta: 2.25%
- AA & VL: 1.50%
- Adviser-Directed: 1.35%
- FlexUMA: 2.25%
Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.
Location
162 E. Hayden Ave., Hayden, ID, 83835
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott uses Alpha III Wealth Management as a DBA for branding and marketing purposes. He is also a partner in Van Down by the River LLC, a mobile home park, spending minimal time on property management, and owns Finnegan Financial LLC to handle finances, dedicating a few hours per week.
Employment History
Current Registrations
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Previous Registrations
Triton Pacific Securities, LLCBroker
Select Capital CorporationBroker
Shopoff Securities, INC.Broker
Stira Capital Markets Group, LLCBroker
Pacific Cornerstone Capital IncorporatedBroker
Sunamerica Capital Services, INC.Broker
Allianz Life Financial Services, LLCBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Nationwide Investment Services CorporationBroker
Transamerica Capital, INC.Broker
Wood Logan Associates, INC.Broker
Wood Logan Distributors, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.