Joseph Brooks is a CFP-designated registered investment advisor at Sapere Wealth Management, LLC, based in Matthews, NC, with 26 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 240 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are generally 1.00% annually, charged quarterly in arrears. Sapere may negotiate to discount or waive fees based on legacy relationships, asset amounts, or other criteria.
Fee Estimator
Location
130 Matthews Station St., Suite 2A, Matthews, NC, 28105
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sapere Wealth Management, LLC
Previous Registrations
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Northwestern Mutual Investment Services,llc
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State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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