James Fortescue
James Fortescue is a registered investment advisor at U.S. Capital Wealth Advisors, LLC, based in Garden City, NY, with 7 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 4,460 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
USCWA is primarily compensated through asset-based fees, which are a percentage of the assets they manage for you. These fees generally range from 0.75% to 2.0% and are negotiable. The exact fee depends on factors like the amount of assets, the services you select, and the complexity of your portfolio. Some accounts are billed monthly based on the average daily balance, while others are billed quarterly based on quarter-end values. If external managers are used, there will usually be additional fees.
Location
401 Franklin Avenue, Suite 202B, Garden City, NY, 11530
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is involved in several investment-related activities, including serving as a board member for Halo Investing Inc., managing member of Bauer Lane II LLC, and portfolio manager for ClearShares, LLC. He also dedicates time to Don Bosco Prep School as Chairman of the Board and manages interests in several holding companies and investment advisors, spending a few hours per week on these activities.
Employment History
Current Registrations
U.S. Capital Wealth Advisors, LLC
Piton Investment Management, LP
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.