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Brett Mower

30 Years of Experience
Haddonfield, NJ
2 DisclosuresBroker

Brett Mower is a registered investment advisor at UBS Financial Services INC., based in Haddonfield, NJ, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

Haddonfield, NJ

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009
Denied
Customer Dispute
October 2006
Denied
Employment History
Current Registrations
UBS Financial Services INC.
March 2016 - Present · 10 yrs 2 mos
UBS Financial Services INC.
March 2016 - Present · 10 yrs 2 mos
UBS Financial Services INC.Broker
March 2016 - Present · 10 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - March 2016 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - March 2016 · 6 yrs 5 mos
Banc of America Investment Services, INC.
November 2008 - October 2009 · 11 mos
Banc of America Investment Services, INC.Broker
November 2008 - October 2009 · 11 mos
Wachovia Securities, LLC
November 2003 - November 2008 · 5 yrs
Wachovia Securities, LLCBroker
May 2002 - November 2008 · 6 yrs 6 mos
UBS Painewebber INC.Broker
May 2000 - May 2002 · 2 yrs
Solid Isg Capital Markets, LLCBroker
September 1998 - June 2000 · 1 yr 9 mos
Whale Securities CO., L.P.Broker
February 1996 - September 1998 · 2 yrs 7 mos
State Registrations27 states
AZCACOCTDEFLGAINKYMAMDMIMNMOMTNCNHNJNVNYOHPARISCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.