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Frederick Bryan

30 Years of Experience
Dublin, OH
1 DisclosureBroker

Frederick Bryan is a registered investment advisor at Ameriprise Financial Services, LLC, based in Dublin, OH, with 30 years of industry experience. Frederick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

6515 Longshore Loop Ste 400, Dublin, OH, 43017-2915

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2001
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2014 - Present · 12 yrs 2 mos
Ameriprise Financial Services, LLC
August 2014 - Present · 12 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2014 - Present · 12 yrs 2 mos
Previous Registrations
PNC Investments
November 2009 - August 2014 · 4 yrs 9 mos
PNC InvestmentsBroker
November 2009 - August 2014 · 4 yrs 9 mos
Natcity Investments, INC.
July 2005 - November 2009 · 4 yrs 4 mos
Natcity Investments, INC.Broker
September 2003 - November 2009 · 6 yrs 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
August 1999 - October 2003 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1997 - October 2003 · 6 yrs 9 mos
Prudential Securities IncorporatedBroker
March 1996 - December 1996 · 9 mos
State Registrations19 states
CACOFLHIINKYMAMNNCNJNVNYOHPATNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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