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Frederick Bryan

29 Years of Experience
Dublin, OH
1 DisclosureBroker

Frederick Bryan is a registered investment advisor at Ameriprise Financial Services, LLC, based in Dublin, OH, with 29 years of industry experience. Frederick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

6515 Longshore Loop Ste 400, Dublin, OH, 43017-2915

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2001
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2014 - Present · 11 yrs 9 mos
Ameriprise Financial Services, LLC
August 2014 - Present · 11 yrs 9 mos
Ameriprise Financial Services, LLCBroker
August 2014 - Present · 11 yrs 9 mos
Previous Registrations
PNC Investments
November 2009 - August 2014 · 4 yrs 9 mos
PNC InvestmentsBroker
November 2009 - August 2014 · 4 yrs 9 mos
Natcity Investments, INC.
July 2005 - November 2009 · 4 yrs 4 mos
Natcity Investments, INC.Broker
September 2003 - November 2009 · 6 yrs 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
August 1999 - October 2003 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1997 - October 2003 · 6 yrs 9 mos
Prudential Securities IncorporatedBroker
March 1996 - December 1996 · 9 mos
State Registrations17 states
CACOFLHIINKYMANCNJNYOHPATNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Frederick Bryan - Financial Advisor | TrueAdvisor