David Weiss is a registered investment advisor, based in Durham, NC, with 28 years of industry experience.
Location
3917 University Drive, Suite 200, Durham, NC, 27707
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Aw SecuritiesBroker
March 2026 - Present · 2 mos
Allworth Financial, L.P.
March 2026 - Present · 2 mos
Previous Registrations
Prospera Financial Services, INC.Broker
April 2019 - February 2026 · 6 yrs 10 mos
Prospera Financial Services, INC.
April 2019 - February 2026 · 6 yrs 10 mos
Scottrade Investment Management
March 2017 - March 2018 · 1 yr
Scottrade, INC.Broker
May 2001 - March 2018 · 16 yrs 10 mos
Quick & Reilly, INC.Broker
January 2000 - June 2001 · 1 yr 5 mos
Banc One Securities CorporationBroker
December 1999 - January 2000 · 1 mo
TD Waterhouse Investor Services, INC.Broker
February 1996 - October 1999 · 3 yrs 8 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.