Stephen Blum
Stephen Blum is a CFP, ChFC-designated registered investment advisor at Strategic Wealth Planning, based in Richardson, TX, with 22 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 196 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 2.00% |
| $50K - $100K | 1.85% |
| $100K - $250K | 1.70% |
| $250K - $500K | 1.60% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.35% |
| $1.0M - $2.0M | 1.20% |
| $2.0M - $3.5M | 1.10% |
| $3.5M - $5.0M | 1.05% |
| $5M+ | 1.00% |
Some clients may have a tiered fee schedule implemented in 2016: - First $750,000: 1.50% - Next $1,250,000: 1.00% - Next $1,500,000: 0.98% - Over $3,500,000: 0.95%
Fee Estimator
Location
2929 North Central Expressway, Suite 200, Richardson, TX, 75080
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen has several outside business activities, including a DBA named Blum Management Group, an outside RIA called Strategic Wealth Planning, and ASH Brokerage. He also works with Mass Mutual selling insurance and fixed annuities, spends about half his time at Levine Academy, owns Strategic Bookkeepers LLC, owns Triple Play Holdings LLC, and has an interest in TPH 2929 NCX, LLC, a commercial real estate office building.
Employment History
Current Registrations
Strategic Wealth Planning
Previous Registrations
Realta Equities, INC.Broker
Purshe Kaplan Sterling InvestmentsBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Nylife Securities INC.Broker
Eagle Strategies CORP
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.