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CFP

Matthew West

Kestra Private Wealth Services, LLC
30 Years of Experience
Roswell, GA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Matthew West is a CFP-designated registered investment advisor at Kestra Private Wealth Services, LLC, based in Roswell, GA, with 30 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 9 more. Their firm serves 20,230 clients with $13B in assets under management.

Kestra Private Wealth Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
208 advisors
Number of Clients
20,230 clients
Average Client Portfolio
$665K average
Assets Under Management
$13.5B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% annually and are negotiable based on account size, registration type, and platform selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1243 Canton St., Roswell, GA, 30075

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2007
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Matthew owns Rollin Tide Villas, a real estate rental property, and spends minimal time managing it. He is also a managing partner at Canton Wealth Partners, an insurance business, dedicating nearly full-time hours to managing client investments.

Employment History
Current Registrations
Kestra Private Wealth Services, LLC
October 2022 - Present · 4 yrs
Kestra Investment Services, LLCBroker
October 2022 - Present · 4 yrs
Kestra Investment Services, LLC
October 2022 - Present · 4 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2008 - October 2022 · 14 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2008 - October 2022 · 14 yrs 9 mos
UBS Financial Services INC.
January 2003 - January 2008 · 5 yrs
UBS Financial Services INC.Broker
February 2001 - January 2008 · 6 yrs 11 mos
Dean Witter Reynolds INC.Broker
November 1995 - February 2001 · 5 yrs 3 mos
State Registrations35 states
ALARAZCACOCTDCDEFLGAIDILINKYMAMDMEMNMOMTNCNENHNJNVNYOHPASCTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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