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Charles Hahn

LPL Financial LLC
29 Years of Experience
Valencia, CA
3 DisclosuresBroker
View SEC Summary
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Charles Hahn is a registered investment advisor at LPL Financial LLC, based in Valencia, CA, with 29 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

27918 Franklin Pkway, Valencia, CA, 91355

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2004
Denied
Customer Dispute
March 2004
Settled
Customer Dispute
August 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Charles operates under the DBA Logix Financial Services for his LPL business since 2018. This activity is investment-related and occurs at his reported business location.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial Corporation
September 2013 - February 2018 · 4 yrs 5 mos
Invest Financial CorporationBroker
September 2013 - February 2018 · 4 yrs 5 mos
Cuso Financial Services, L.P.
September 2011 - October 2013 · 2 yrs 1 mo
Cuso Financial Services, L.P.Broker
September 2011 - October 2013 · 2 yrs 1 mo
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
January 2009 - September 2011 · 2 yrs 8 mos
Bancwest Investment Services, INC.Broker
January 2009 - September 2011 · 2 yrs 8 mos
Npb Financial Group, LLCBroker
February 2008 - February 2009 · 1 yr
Aig Financial Advisors, INC.Broker
July 2007 - March 2008 · 8 mos
Banc of America Investment Services, INC.Broker
May 2002 - July 2007 · 5 yrs 2 mos
Banc of America Investment Services, INC.
May 2002 - July 2007 · 5 yrs 2 mos
Wm Financial Services, INC.Broker
January 1999 - July 2002 · 3 yrs 6 mos
Griffin Financial ServicesBroker
February 1998 - January 1999 · 11 mos
Fimco Securities Group, INC.Broker
December 1997 - March 1998 · 3 mos
Richmond Hillcrest & Company, INC.Broker
July 1997 - November 1997 · 4 mos
State Registrations14 states
AZCACOFLGAHIIANMNVPARITXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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