TrueAdvisor
TrueAdvisor
JM
JM

Jimmy Maldonado

LPL Financial LLC
28 Years of Experience
Valencia, CA
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Jimmy Maldonado is a registered investment advisor at LPL Financial LLC, based in Valencia, CA, with 28 years of industry experience. Jimmy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

27918 Franklin Pkway, Valencia, CA, 91355

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2020
Denied
Employment Separation After Allegations
July 2000
Customer Dispute
July 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jimmy operates his LPL business under the DBA Logix Financial Services. He is also an insurance agent selling life, long-term care, health, and Medicare insurance products, dedicating a few hours per week to this activity. Jimmy also works as a financial consultant at Logix Federal Credit Union.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial CorporationBroker
May 2017 - February 2018 · 9 mos
Invest Financial Corporation
May 2017 - February 2018 · 9 mos
Cetera Advisors LLCBroker
October 2016 - May 2017 · 7 mos
Cetera Advisors LLC
October 2016 - May 2017 · 7 mos
Investors Capital CORP.Broker
February 2014 - October 2016 · 2 yrs 8 mos
Investors Capital Advisory
February 2014 - October 2016 · 2 yrs 8 mos
Invest Financial Corporation
August 2012 - February 2014 · 1 yr 6 mos
Invest Financial CorporationBroker
August 2012 - February 2014 · 1 yr 6 mos
LPL Financial LLCBroker
April 2011 - August 2012 · 1 yr 4 mos
LPL Financial LLC
April 2011 - August 2012 · 1 yr 4 mos
Bancwest Investment Services, INC.Broker
November 2006 - March 2011 · 4 yrs 4 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
November 2006 - March 2011 · 4 yrs 4 mos
Zions Direct, INC.
September 2006 - November 2006 · 2 mos
Zions Direct, INC.Broker
September 2006 - November 2006 · 2 mos
Unionbanc Investment Services, LLC
February 2006 - September 2006 · 7 mos
Unionbanc Investment Services, LLCBroker
March 2005 - September 2006 · 1 yr 6 mos
U.S. Bancorp Investments, INC.Broker
April 2002 - March 2005 · 2 yrs 11 mos
Wm Financial Services, INC.Broker
November 2001 - December 2002 · 1 yr 1 mo
Camden Securities, INC.Broker
August 2000 - November 2001 · 1 yr 3 mos
J.B. Oxford & CompanyBroker
October 1998 - September 2000 · 1 yr 11 mos
Stocks 4 Less, INC.Broker
June 1998 - December 1998 · 6 mos
J.B. Oxford & CompanyBroker
May 1998 - October 1998 · 5 mos
Interfirst Capital CorporationBroker
February 1998 - August 1998 · 6 mos
State Registrations20 states
ALAZCACOFLIDMEMNMOMSNCNMNVNYOHRISCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Valencia, CA →All financial advisors in California →