Diego Vallota is a registered investment advisor at Dean Dorton Wealth Management, LLC, based in Lexington, KY, with 30 years of industry experience. Diego operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 79 clients with $81M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $20.0M | 0.50% |
| $20M+ | 0.35% |
Schedule applies to accounts custodied at Fidelity. A minimum annual fee of $2,500 applies unless waived. For accounts custodied at LPL, the annual fee is a flat rate, typically ranging from 0.35% to 1.5%.
Fee Estimator
Location
250 W. Main Street, Suite 1400, Lexington, KY, 40507
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Dean Dorton Wealth Management, LLC
Previous Registrations
Stratos Wealth Partners, LTD
Avantax Advisory Services
Avantax Investment Services, INC.Broker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
PNC Investments
PNC InvestmentsBroker
Hilliard Lyons Asset Management
J.J.B. Hilliard, W.L. Lyons, INC.Broker
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.Broker
Prudential Securities IncorporatedBroker
State Registrations4 states
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