Isidro Miramontes is a registered investment advisor, based in Newport Beach, CA, with 30 years of industry experience.
Location
4701 Teller Ave, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2001Award / Judgment
Other Business ActivitiesSells Insurance
Isidro is involved in several business activities, including serving as CEO of MCR Holdings and Miramontes Capital-RIA, and managing Miramontes Capital LLC. He also authored multiple books on retirement and owns Miramontes Capital Property Management and Miramontes Properties, LLC.
Employment History
Current Registrations
American Trust Investment Services, INC.Broker
May 2023 - Present · 2 yrs 11 mos
Miramontes Capital, LLC
August 2015 - Present · 10 yrs 8 mos
Previous Registrations
Saxony Securities, INC.Broker
November 2021 - June 2023 · 1 yr 7 mos
Purshe Kaplan Sterling InvestmentsBroker
July 2015 - November 2021 · 6 yrs 4 mos
Daniel Wealth Advisors
July 2015 - February 2016 · 7 mos
UBS Financial Services INC.
February 2008 - July 2015 · 7 yrs 5 mos
UBS Financial Services INC.Broker
February 2008 - July 2015 · 7 yrs 5 mos
Morgan Stanley & CO., Incorporated
April 2007 - March 2008 · 11 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - March 2008 · 11 mos
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
November 1995 - April 2007 · 11 yrs 5 mos
State Registrations6 states
AZCANMNVTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.