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Lawrence Kelly

Independent Financial Group, LLC
53 Years of Experience
Doylestown, PA
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Lawrence Kelly is a ChFC-designated registered investment advisor at Independent Financial Group, LLC, based in Doylestown, PA, with 53 years of industry experience. Lawrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

350 South Main Street, Suite 110, Doylestown, PA, 18901

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
September 2007
Judgment / Lien
July 2006
Judgment / Lien
June 1999
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Lawrence uses "Kelly Financial Services" as a DBA name for marketing purposes. He also sells and services life and disability insurance to clients and manages rental property through Kelly Sandcastles LLC and Larami, LP, dedicating a few hours per week to these activities.

Employment History
Current Registrations
Independent Financial Group, LLC
March 2023 - Present · 3 yrs 7 mos
Independent Financial Group, LLCBroker
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Securities America Advisors, INC.
March 2015 - January 2023 · 7 yrs 10 mos
Securities America, INC.Broker
March 2015 - January 2023 · 7 yrs 10 mos
Cambridge Investment Research Advisors, INC.
May 2014 - July 2014 · 2 mos
Cambridge Investment Research, INC.Broker
May 2014 - July 2014 · 2 mos
Cadaret, Grant & CO., INC.Broker
January 2012 - December 2013 · 1 yr 11 mos
Cadaret Grant & CO INC
January 2012 - December 2013 · 1 yr 11 mos
Hornor, Townsend & Kent, INC.Broker
November 2011 - December 2011 · 1 mo
Hornor, Townsend & Kent, INC.
November 2011 - December 2011 · 1 mo
Hornor, Townsend & Kent, INC.
November 2006 - November 2011 · 5 yrs
Hornor, Townsend & Kent, INC.Broker
January 2001 - November 2011 · 10 yrs 10 mos
Equity Services, INC.Broker
February 1990 - December 2000 · 10 yrs 10 mos
John Hancock Mutual Life Insurance CompanyBroker
September 1971 - February 1990 · 18 yrs 5 mos
John Hancock Distributors, INC.Broker
September 1971 - December 1989 · 18 yrs 3 mos
State Registrations1 state
PA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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