Michael Steven Lomas

Independent Solutions Wealth Management, LLC

28 Years of Experience

5 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningHigh Net Worth

Independent Solutions Wealth Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

24 advisors

Number of Clients

3,774 clients

Average Client Portfolio

$325K average

Assets Under Management

$1.2B

Fee Structure

Minimum Investment:$3K

Location

305 Spindrift Drive, Williamsville, NY, 14221

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History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2016

Denied

Customer Dispute

May 2013

Settled

Customer Dispute

April 2011

Settled

Customer Dispute

August 2010

Denied

Customer Dispute

January 2000

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Michael has several business activities, including ownership in Independent Solutions Wealth Managment, LLC, Financial Guys, LLC, Neiman Funds Management, Peak Reps, LLC, The Financial Guys Insurance, LLC, 305 Spindrift, LLC, Peak Brokerage Services, LLC, Mochua Properties LLC, The Financial Guys Media, and Lomas Motorsports. He also works in insurance sales, including Medicare/Medicaid and property and casualty insurance, and is a mutual funds advisor.