Darlene Beck is a registered investment advisor at Morgan Stanley, based in Birmingham, AL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3500 Colonnade Parkway, Suite 200, Birmingham, AL, 35243
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2022 - Present · 4 yrs 2 mos
Morgan StanleyBroker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2020 - February 2022 · 1 yr 8 mos
Wells Fargo Clearing Services, LLCBroker
June 2020 - February 2022 · 1 yr 8 mos
UBS Financial Services INC.Broker
September 2011 - July 2020 · 8 yrs 10 mos
UBS Financial Services INC.
September 2011 - July 2020 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2004 - September 2011 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - September 2011 · 11 yrs 10 mos
State Registrations40 states
ALARAZCACOCTDCDEFLGAIDILINKSKYLAMAMDMIMNMOMSNCNHNJNMNYOHOKORPASCTNTXVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.