Chang Lee is a registered investment advisor at LPL Financial LLC, based in Montville, NJ, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
350 Main Road, Suite 204, Montville, NJ, 07045
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Regulatory History (1)
Customer Dispute
January 2020Other Business Activities
Chang operates Montville Financial Group as a DBA for his LPL business, dedicating full-time hours to it. He also provides tax preparation and accounting services through C L Tax Prep, spending about half his time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ic Advisory Services, INC.
The Investment Center, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Hsbc Securities (USA) INC.Broker
Hsbc Securities (USA) INC.
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Banc of America Investment Services, INC.Broker
PNC Investments
PNC InvestmentsBroker
Essex National Securities, INC.
Essex National Securities, INC.Broker
Quick & Reilly, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.