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Gregory Bray

Smith Moore & CO.
29 Years of Experience
Clayton, MO
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Gregory Bray is a registered investment advisor at Smith Moore & CO., based in Clayton, MO, with 29 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 4,142 clients with $2.4B in assets under management.

Smith Moore & CO.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
45 advisors
Number of Clients
4,142 clients
Average Client Portfolio
$573K average
Assets Under Management
$2.4B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Annual fees generally range between 0.5% and 3.0% of managed assets and are negotiable based on account size, investment types, portfolio complexity, and related family accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7777 Bonhomme Ave., Suite 2400, Clayton, MO, 63105

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2015
Final
Regulatory
August 2009
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gregory works as an insurance agent, providing insurance services and sales. This activity takes minimal time.

Employment History
Current Registrations
Smith Moore & CO.
October 2015 - Present · 11 yrs
Smith, Moore & CO.Broker
August 2015 - Present · 11 yrs 2 mos
Previous Registrations
Alton Capital Management, INC.
May 2000 - March 2016 · 15 yrs 10 mos
Alton Securities Group INC.Broker
August 1997 - November 2015 · 18 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
December 1995 - August 1996 · 8 mos
State Registrations24 states
AKCACOCTDCFLGAILINKSMDMIMNMOMTOHOKPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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