Dean Williams is a registered investment advisor at Smith Moore & CO., based in Clayton, MO, with 41 years of industry experience. Dean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 4,142 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Annual fees generally range between 0.5% and 3.0% of managed assets and are negotiable based on account size, investment types, portfolio complexity, and related family accounts.
Fee Estimator
Location
7777 Bonhomme Ave., Suite 2400, Clayton, MO, 63105
Get directionsHistory
Regulatory History (1)
Criminal
January 1975Other Business Activities
Dean is a real estate broker, but only conducts personal business for himself and his immediate family. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Smith Moore & CO.
Smith, Moore & CO.
Smith, Moore & CO.Broker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
A. G. Edwards & Sons, INC.Broker
Ids Marketing CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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