James Fleming is a registered investment advisor at Morgan Stanley, based in Winston-Salem, NC, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
100 North Main Street, Suite 2500, Winston-Salem, NC, 27101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is the sole proprietor/owner of Collectible Impulse, a retail/online store in Burlington, North Carolina, since July 2019. He dedicates minimal time to sales and marketing for this investment-related activity after business hours.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Uvest Financial Services Group, INC.Broker
Uvest Financial Services Group, INC.
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Ncf Financial Services, INC.
Ncf Financial Services, INC.Broker
UBS Painewebber INC.Broker
TD Waterhouse Investor Services, INC.Broker
State Registrations53 states
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