Andrew Howard is a registered investment advisor at LPL Financial LLC, based in Bellevue, WA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10900 NE 8th St.15th Fl #1550, Bellevue, WA, 98004
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Regulatory History (1)
Regulatory
January 2017Other Business Activities
Andrew provides investment advisory services through SCS, an independent investment advisor firm, dedicating full-time hours to this activity. He also has two DBAs for his LPL business, NorthwestSCS and SCS, with one requiring full-time hours.
Employment History
Current Registrations
LPL Financial LLC
Scs
LPL Financial LLCBroker
Previous Registrations
Gwfs Equities, INC.Broker
Hartford Securities Distribution Company, INC.Broker
Hartford Equity Sales Company INC.Broker
Mutual of Omaha Investor Services, INC.Broker
New England SecuritiesBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.