Dana Norman is a registered investment advisor at Dana R. Norman, based in Swansea, MA, with 28 years of industry experience. Dana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 163 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees range from 0.75% to 1% and are negotiable based on various criteria.
Fee Estimator
Location
452 Wilbur Avenue, Swansea, MA, 02777
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dana is a part-time CPA at Norman, Graham & DiGangi, an accounting firm, consulting with clients and assisting with filings. This takes about a quarter of her time.
Employment History
Current Registrations
Dana R. Norman
State Registrations1 state
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