Dana R. Norman is a registered investment advisor based in Swansea, Massachusetts, offering portfolio management and retirement planning services. Operating since 1997, the firm creates individually tailored investment portfolios based on each client's specific goals, time horizons, risk tolerance, and liquidity needs. Investment strategies primarily utilize exchange-traded funds, mutual funds, and individual debt or equity securities, managed on a discretionary basis without requiring prior client consent for individual trades. In addition to investment management, the firm provides retirement planning guidance, helping clients project whether they are on track to meet financial independence goals and offering advice on appropriate distribution strategies for retirees. The sole proprietor, Dana R. Norman, also works as a Certified Public Accountant, providing clients with potential access to accounting services through a separate firm.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees range from 0.75% to 1.00% of assets under management and are negotiable based on account size, anticipated future assets, and other factors.