RP
RP

Raymond Piacentini

27 Years of Experience
Greenwich, CT
Broker

Raymond Piacentini is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Greenwich, CT, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

55 Railroad Ave, Greenwich, CT, 06830

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2016 - Present · 10 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2011 - Present · 14 yrs 11 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2008 - August 2011 · 2 yrs 10 mos
J.P. Morgan Securities INC.Broker
December 2007 - October 2008 · 10 mos
Mbsc Securities CorporationBroker
September 2007 - December 2007 · 3 mos
Bny Investment Center INC.Broker
March 2006 - September 2007 · 1 yr 6 mos
Citigroup Global Markets INC.Broker
April 2002 - March 2006 · 3 yrs 11 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
October 1998 - April 2002 · 3 yrs 6 mos
Fcg Advisors, LLCBroker
October 1998 - October 1998 · 0 mos
State Registrations18 states
CACOCTDCFLGAILINKSMAMDNCNHNJNYOHPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.