John Karadenes
John Karadenes is a registered investment advisor at Nbt Capital Management, INC., based in Saratoga Springs, NY, with 8 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 939 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.75% |
Fees may be negotiable. Current client relationships may exist where the fees are higher or lower than the fee schedules above due to desired deviations in the standard service structure or because a prior fee schedule has been “grandfathered” due to our long-term relationship with the client.
Fee Estimator
Location
295 Broadway, Saratoga Springs, NY, 12866
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John works as a dog sitter, dedicating minimal time. He also works full-time for NBT Investment Services as a DBA for LPL business and spends significantly more than full-time providing investment advisory services through NBT Capital Management.
Employment History
Current Registrations
Nbt Capital Management, INC.
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Mercer Allied Company, L.P.Broker
The Dreyfus Service CorporationBroker
State Registrations45 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.