Jason Steele
Jason Steele is a registered investment advisor at Prospera Financial Services, INC., based in Raleigh, NC, with 30 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
4700 Falls of Neuse Rd, Suite 440, Raleigh, NC, 27609
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2003Other Business Activities
Jason owns Bull and Bear Brew, a coffee distributor, dedicating minimal time to ordering and picking up coffee. He is also a passive investor in Hear2There Connection LLC.
Employment History
Current Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.