Jason Steele
Jason Steele is a registered investment advisor at Prospera Financial Services, INC., based in Raleigh, NC, with 30 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.15% |
Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.
Fee Estimator
Location
4700 Falls of Neuse Rd, Suite 440, Raleigh, NC, 27609
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2003Other Business Activities
Jason owns Bull and Bear Brew, a coffee distributor, dedicating minimal time to ordering and picking up coffee. He is also a passive investor in Hear2There Connection LLC.
Employment History
Current Registrations
Prospera Financial Services, INC.Broker
Prospera Financial Services, INC.
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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