Lawrence Rose
Lawrence Rose is a registered investment advisor at LPL Enterprise, LLC, based in Bradenton, FL, with 30 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
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Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
339 6th Ave W, Ste 37A & 9, Bradenton, FL, 34205
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Regulatory History (1)
Customer Dispute
August 2020Other Business ActivitiesSells Insurance
Lawrence is the President of the Board for Replay Outreach, Inc., a non-profit working with at-risk teens, dedicating a few hours per week. He also works as a Financial Professional for Ohio Nat'l Life Ins Co LEGACY BUILDERS FINANCIAL, selling insurance and investments, which takes about half of his time.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
LPL Financial LLC
LPL Financial LLCBroker
On Investment Management CO
The O.N. Equity Sales CompanyBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
NFP Securities, INC.
NFP Securities, INC.Broker
Prudential Financial Planning Services
Pruco Securities CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.