Rodger Mcalister
Rodger Mcalister is a registered investment advisor at Money Concepts Advisory Service, based in Louisville, KY, with 28 years of industry experience. Rodger is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 17,032 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.30% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.60% |
Fees vary by program. Standard Guided Portfolio Solutions program typically charges 2.5% annually. Pension and MAP programs use tiered schedules ranging from 1.30% down to 0.60% annually.
Fee Estimator
Location
323 Townepark Circle, Louisville, KY, 40243
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2024Customer Dispute
August 2021Customer Dispute
September 2008Other Business Activities
Rodger owns Ram Financial Company and spends a few hours per week on it during securities hours. He also owns Private Client Group, LLC, dedicating about 10-20% of his time to this investment-related activity during securities hours.
Employment History
Current Registrations
Money Concepts Advisory Service
Money Concepts Capital CORPBroker
Previous Registrations
Winebrenner Capital Partners, LLCBroker
Raymond James Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Winebrenner Capital Partners, LLCBroker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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