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Daniel Peltier

Cl Wealth Management LLC
29 Years of Experience
Eagan, MN
5 DisclosuresBroker
View SEC Summary
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Daniel Peltier is a registered investment advisor at Cl Wealth Management LLC, based in Eagan, MN, with 29 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 2,168 clients with $730M in assets under management.

Cl Wealth Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
42 advisors
Number of Clients
2,168 clients
Average Client Portfolio
$338K average
Assets Under Management
$733.6M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.25%
$100K - $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1.0M - $2.0M1.25%
$2M+1.25%

Fees are negotiable for accounts over $2,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

860 Blue Gentian Road, Suite 200, Eagan, MN, 55121

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2018
Final
Regulatory
August 2017
Final
Customer Dispute
October 2015
Settled
Customer Dispute
September 2002
Closed-No Action
Customer Dispute
May 2001
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cl Wealth Management LLC
January 2023 - Present · 3 yrs 9 mos
Cabot Lodge Securities LLCBroker
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Sb Advisory, LLC
January 2021 - January 2023 · 2 yrs
Ifs SecuritiesBroker
July 2018 - September 2019 · 1 yr 2 mos
Sb Advisory, LLC
April 2017 - December 2020 · 3 yrs 8 mos
Ifs SecuritiesBroker
April 2017 - October 2017 · 6 mos
Ifs Advisory, LLC
April 2017 - April 2017 · 0 mos
Raymond James & Associates, INC.Broker
August 2015 - May 2017 · 1 yr 9 mos
Raymond James & Associates, INC.
August 2015 - May 2017 · 1 yr 9 mos
RBC Capital Markets, LLC
November 2008 - September 2015 · 6 yrs 10 mos
RBC Capital Markets, LLCBroker
November 2008 - September 2015 · 6 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1997 - November 2008 · 11 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 1997 - November 2008 · 11 yrs 10 mos
State Registrations22 states
ALAZCAFLGAILINKYMAMIMNNDNMNYOHOKRISDTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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