Alan Hartstone is a PFS-designated registered investment advisor, based in Mashpee, MA, with 30 years of industry experience.
Location
51 Summersea Rd., Mashpee, MA, 02649
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is an insurance agent for Guardian Life Insurance and Blue Cross Blue Shield, selling life, disability, and health insurance policies. He also sells annuity products through Gradient Financial and Avantax, and provides accounting and tax services to individuals and businesses about 10-20% of the time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Ernst & CompanyBroker
State Registrations18 states
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