Susan Roman
Susan Roman is a CFP-designated registered investment advisor at Roman Retirement Planning, LLC, based in Mashpee, MA, with 12 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Divorce Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 151 clients with $66M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.03% |
| $500K - $1.0M | 0.78% |
| $1.0M - $3.0M | 0.53% |
| $3M+ | 0.28% |
Fee tiers may result in a blended rate and are generally negotiable. Clients also have access to investment strategies offered by third-party investment managers who charge separate portfolio management fees. Betterment charges RRP’s clients an asset-based wrap fee on amounts invested via the Betterment for Advisors platform that is tiered based on the aggregate balance of all of RRP’s client accounts at Betterment (not including funds held in Betterment Everyday Cash Reserve). That wrap fee is 0.20% of account balances. The asset-based wrap fee is charged quarterly in arrears.
Fee Estimator
Location
35C South Street, Mashpee, MA, 02649
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Susan is licensed to produce life insurance products through Roman Retirement Planning, LLC. Susan is also a lawyer, but she does not practice law.
Employment History
Current Registrations
Roman Retirement Planning, LLC
Previous Registrations
Strategic Planning Group, INC.
Cutter Financial Group LLC
Precision Capital Management
Horter Investment Management, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.