James Spirko is a registered investment advisor at Sovereign Financial Group, based in Raleigh, NC, with 20 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 51 clients with $47M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sovereign Financial Group offers three programs with different fees:
- Sovereign Wealth Management Program: The annual fee is the greater of $12,000 or a percentage of your portfolio.
- Sovereign Legacy Program: The annual fee is the greater of $6,000 or a percentage of your portfolio.
- Sovereign Investment Program: The annual fee is the greater of $1,200 or a percentage of your portfolio.
Fees are calculated based on the value of your account at the end of the previous quarter and are payable in advance. Fees may be negotiable in certain circumstances.
Location
4509 Creedmoor Road, Suite 201, Raleigh, NC, 27612-3813
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Sovereign Financial Group
State Registrations1 state
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