Eric Harley is a registered investment advisor, based in Merrick, NY, with 27 years of industry experience.
Location
1840 Merrick Ave, Merrick, NY, 11566
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Regulatory History (1)
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Criminal
February 1987Final Disposition
Other Business Activities
Eric is the owner of Omega 88 Group LLC, a pass-through entity for receiving fees and commissions, spending minimal time on it. He also works as a financial professional at Merrick Financial Group, dedicating about a quarter of his time, and serves as Vice President of Merrick Cares for Blue, a non-profit organization, spending minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
May 2025 - Present · 1 yr
Cetera Investment Advisers LLC
May 2025 - Present · 1 yr
Previous Registrations
Kestra Investment Services, LLCBroker
January 2022 - April 2025 · 3 yrs 3 mos
Kestra Advisory Services, LLC
January 2022 - April 2025 · 3 yrs 3 mos
J.P. Morgan Securities LLC
October 2019 - January 2022 · 2 yrs 3 mos
J.P. Morgan Securities LLCBroker
October 2019 - January 2022 · 2 yrs 3 mos
Kestra Advisory Services, LLC
March 2018 - September 2019 · 1 yr 6 mos
Kestra Investment Services, LLCBroker
February 2018 - September 2019 · 1 yr 7 mos
LPL Financial LLC
April 2014 - December 2017 · 3 yrs 8 mos
LPL Financial LLCBroker
April 2014 - December 2017 · 3 yrs 8 mos
Clearbridge Investments, LLC
December 2005 - January 2014 · 8 yrs 1 mo
Legg Mason Investor Services, LLCBroker
December 2005 - January 2014 · 8 yrs 1 mo
Citigroup Global Markets INC.
November 2005 - December 2005 · 1 mo
Citigroup Global Markets INC.Broker
January 2001 - December 2005 · 4 yrs 11 mos
Citicorp Investment ServicesBroker
July 1998 - January 2000 · 1 yr 6 mos
The Dreyfus Service CorporationBroker
March 1997 - June 1998 · 1 yr 3 mos
Jw Charles Securities,inc.Broker
October 1996 - April 1997 · 6 mos
State Registrations5 states
FLMDNJNYVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.