Luis Riera is a registered investment advisor at The Atlas Financial Group, based in Miami, FL, with 27 years of industry experience. Luis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 54 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Atlas Financial Group charges an annual fee based on the amount of your portfolio. The fee is calculated quarterly in advance. The fees are:
- $10,000,000 or higher: up to 0.50%
- $5,000,000 - $9,999,999: up to 0.80%
- $1,000,000 - $4,999,999: up to 1.70%
- Less than $1,000,000: 2.00%
These fees may be negotiable.
Location
3050 Biscayne Boulevard, Suite 501, Miami, FL, 33137
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
December 2016Customer Dispute
November 2016Customer Dispute
March 2012Customer Dispute
July 2008Other Business Activities
Luis owns AC Capital Group, LLC to manage business expenses for his 1099 tax status, dedicating minimal time. He also holds positions in Finisterre Capital Management, LLC, Finisterre Hedge Fund, L.P., Amicorp Wealth Services LLC, Janton LLC, Skate Four LLC, and CAL Group, LLC, spending minimal time on each.
Employment History
Current Registrations
The Atlas Financial Group
Previous Registrations
Ucap Asset Management LLC
Ucap Securities LLCBroker
Ifs Advisory, LLC
Ifs SecuritiesBroker
Ifs SecuritiesBroker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Raymond James & Associates, INC.Broker
Fechtor, Detwiler & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.