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Andrew Bransky

30 Years of Experience
Northbrook, IL
2 DisclosuresBroker

Andrew Bransky is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Northbrook, IL, with 30 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

Northbrook, IL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2020
Denied
Customer Dispute
October 2009
Settled
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
March 2018 - Present · 8 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
March 2018 - Present · 8 yrs 2 mos
Stifel, Nicolaus & Company, Incorporated
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
B. C. Ziegler and Company
September 2009 - March 2018 · 8 yrs 6 mos
B. C. Ziegler and CompanyBroker
January 2008 - March 2018 · 10 yrs 2 mos
Wachovia Securities, LLC
July 2007 - January 2008 · 6 mos
Wachovia Securities, LLCBroker
May 1998 - January 2008 · 9 yrs 8 mos
Principal Financial Securities,inc.Broker
February 1996 - May 1998 · 2 yrs 3 mos
State Registrations24 states
AZCACODCFLGAILINMIMOMSMTNCNJNVNYOHORPATNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.