Tracy Poole is a registered investment advisor, based in Johnson City, TN, with 28 years of industry experience. Tracy is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3043 Boones Creek Rd Ste 106, Johnson City, TN, 37615-4959
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2001Settled
Employment History
Current Registrations
Allstate Financial Services, LLCBroker
April 2026 - Present · 6 mos
Allstate Financial Advisors, LLC
April 2026 - Present · 6 mos
Previous Registrations
Faoc, LLC
June 2023 - December 2025 · 2 yrs 6 mos
Infinex Investments, INC.
June 2008 - June 2023 · 15 yrs
Infinex Investments, INC.Broker
June 2008 - June 2023 · 15 yrs
Bi Investments, LLC
January 2008 - June 2008 · 5 mos
Bi Investments, LLC
October 2007 - December 2007 · 2 mos
Bi Investments, LLCBroker
January 2005 - June 2008 · 3 yrs 5 mos
Bi Investments, LLC
January 2005 - July 2007 · 2 yrs 6 mos
Amsouth Investment Services, INC.Broker
October 2002 - August 2003 · 10 mos
Raymond James Financial Services, INC.Broker
April 2001 - October 2002 · 1 yr 6 mos
First Tennessee Brokerage, INC.Broker
April 1999 - April 2001 · 2 yrs
Banc One Securities CorporationBroker
June 1998 - March 1999 · 9 mos
Fsc Securities CorporationBroker
December 1997 - March 1998 · 3 mos
Norwest Investment Services, INC.Broker
April 1997 - November 1997 · 7 mos
American Express Financial Advisors INC.Broker
November 1995 - July 1996 · 8 mos
Ids Life Insurance CompanyBroker
November 1995 - July 1996 · 8 mos
State Registrations3 states
KYTNVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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