LH
LH

Lynn Howard

27 Years of Experience
Seattle, WA
Broker

Lynn Howard is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Seattle, WA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

925 Fourth Ave Ste 3600, Seattle, WA, 98104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
November 2014 - Present · 11 yrs 6 mos
Robert W. Baird & CO. Incorporated
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
Mcadams Wright Ragen, INC.
February 2012 - November 2014 · 2 yrs 9 mos
Mcadams Wright Ragen, INC.Broker
February 2012 - November 2014 · 2 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2012 · 2 yrs 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - February 2012 · 2 yrs 8 mos
Citigroup Global Markets INC.
March 2007 - June 2009 · 2 yrs 3 mos
Citigroup Global Markets INC.Broker
July 2004 - June 2009 · 4 yrs 11 mos
Kms Financial Services, INC.Broker
July 1999 - July 2004 · 5 yrs
Painewebber IncorporatedBroker
November 1998 - July 1999 · 8 mos
State Registrations16 states
AKAZCACOFLILMAMTNHOHORSCTXVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lynn Howard - Financial Advisor | TrueAdvisor