Jeffrey Carlin is a CFA-designated registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 28 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 65,258 clients with $280B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25.0M | 0.60% |
| $25.0M - $50.0M | 0.50% |
| $50.0M - $100.0M | 0.45% |
| $100M+ | 0.40% |
Fees vary significantly depending on the specific strategy selected (equity, fixed income, real assets, etc.) and account type (institutional vs. retail). The schedule shown reflects the Large Cap Core institutional strategy. Other strategies have different fee schedules, and fees are negotiable.
Fee Estimator
Location
333 West Wacker Drive, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jeffrey is on the board of directors and a member of the investment committee for the Investment Management Consultant Association since 2008. This requires minimal time and is uncompensated.
Employment History
Current Registrations
Nuveen Asset Management, LLC
Nuveen Securities, LLCBroker
Previous Registrations
Nuveen Fund Advisors, INC.
Alps Distributors, INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Salomon Smith Barney INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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