KB
KB

Kari Braggs

28 Years of Experience
Peoria, IL
Broker

Kari Braggs is a registered investment advisor at Morgan Stanley, based in Peoria, IL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

211 Fulton Street, Suite 500A, Peoria, IL, 61602

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Kari is a board member and Vice President for CASA, dedicating minimal time to fundraising and marketing. Kari is also on the Public Arts Advisory Commission for the City of Peoria, spending minimal time advising the mayor and council. Additionally, Kari is a partner in B and K Illinois LLC, spending a few hours per week on this investment-related activity.

Employment History
Current Registrations
Morgan StanleyBroker
December 2014 - Present · 11 yrs 9 mos
Morgan Stanley
December 2014 - Present · 11 yrs 9 mos
Previous Registrations
David A. Noyes & Company
October 2011 - September 2014 · 2 yrs 11 mos
David A. Noyes & CompanyBroker
October 2011 - September 2014 · 2 yrs 11 mos
UBS Financial Services INC.Broker
August 2011 - October 2011 · 2 mos
UBS Financial Services INC.
August 2011 - October 2011 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2004 - January 2010 · 5 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1996 - January 2010 · 14 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.