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CFP

Glen Duggan

Janney Montgomery Scott LLC
30 Years of Experience
Atlanta, GA
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Glen Duggan is a CFP-designated registered investment advisor at Janney Montgomery Scott LLC, based in Atlanta, GA, with 30 years of industry experience. Glen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3560 Lenox Road NE, Suite 1100, Atlanta, GA, 30326

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2010
Denied
Customer Dispute
January 2009
Denied
Customer Dispute
March 2002
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
March 2025 - Present · 1 yr 7 mos
Janney Montgomery Scott LLC
March 2025 - Present · 1 yr 7 mos
Previous Registrations
Truist Investment Services, INC.Broker
February 2021 - March 2025 · 4 yrs 1 mo
Truist Advisory Services, INC.
February 2021 - March 2025 · 4 yrs 1 mo
Bb&t Securities, LLC
January 2017 - February 2021 · 4 yrs 1 mo
Bb&t Securities, LLCBroker
January 2017 - February 2021 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2004 - January 2017 · 12 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1997 - January 2017 · 19 yrs 3 mos
R a F Financial CorporationBroker
June 1996 - October 1997 · 1 yr 4 mos
Euro-Atlantic Securities INC.Broker
December 1995 - March 1996 · 3 mos
State Registrations25 states
ALAZCACODCDEFLGAILKSKYLAMANCNJNVNYOHORPASDTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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