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Enrique Vazquez-Bou

Kovack Advisors, INC.
28 Years of Experience
Guaynabo, PR
1 DisclosureBrokerSells Insurance
View SEC Summary
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Enrique Vazquez-Bou is a registered investment advisor at Kovack Advisors, INC., based in Guaynabo, PR, with 28 years of industry experience. Enrique is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.

Kovack Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
258 advisors
Number of Clients
13,293 clients
Average Client Portfolio
$472K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.90%

Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3 Calle 1 Suite 405, Metro Office Park, Guaynabo, PR, 00968

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Enrique is an authorized representative for Smart Insurance Agency, spending about 10% - 20% of his time on sales. He also owns rental real estate, dedicating minimal time to it.

Employment History
Current Registrations
Kovack Advisors, INC.
July 2015 - Present · 11 yrs 3 mos
Kovack Securities INC.Broker
July 2015 - Present · 11 yrs 3 mos
Previous Registrations
Adviseme National Advisors
February 2015 - July 2015 · 5 mos
Independent Financial Group, LLCBroker
October 2014 - July 2015 · 9 mos
UBS Financial Services Incorporated of Puerto RicoBroker
March 2004 - November 2014 · 10 yrs 8 mos
UBS Financial Services INC.Broker
March 2004 - November 2014 · 10 yrs 8 mos
UBS Painewebber INC.Broker
January 1999 - April 2002 · 3 yrs 3 mos
UBS Painewebber Incorporated of Puerto RicoBroker
January 1999 - April 2002 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1996 - January 1999 · 3 yrs
State Registrations3 states
FLNYPR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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