John Jawor
John Jawor is a registered investment advisor at LPL Financial LLC, based in Sturbridge, MA, with 30 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
200 Charlton Road, Ste B, Sturbridge, MA, 01566
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2021Other Business ActivitiesSells Insurance
John sells fixed insurance and fixed annuities since 2007, dedicating minimal time. He also engages in other business activities, including furniture sales and operating as The Capstone Planning Group, a DBA for his LPL business, dedicating nearly full-time hours to the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Mutual Service Corporation
Mutual Service CorporationBroker
Ffp Advisory Services INC
Ffp Securities, INC.Broker
First Investors CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Trevor Nielsen, ChFCEdward Jones
- Amy Kiley, CFP, ChFCCetera Investment Advisers LLC
- Dennis Mccurdy, CFPMccurdy & Andrew Investments, LLC
- Lu Guenther-Smith, ChFCCommonwealth Financial Network