Kerry Lee is a registered investment advisor at Altamira Financial Group, LLC, based in Santa Fe, NM, with 24 years of industry experience. Kerry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 115 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Altamira Financial Group charges a fee based on a percentage of the assets they manage in your account. This fee covers investment advice, trading, and account maintenance. The specific fee is agreed upon in your investment advisory agreement and may vary based on the size and complexity of your portfolio. The maximum annual advisory fee is 2.50%, which includes any third-party money manager fees and/or LPL program fees. Fees are billed quarterly in advance.
Location
1012 Marquez Place, Unit 204A, Santa Fe, NM, 87505
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kerry is involved in several business activities, including KCK Productions, GCT, LLC (leasing a liquor license), and multiple real estate rental properties. Kerry also dedicates full-time hours to Altamira Financial Group, LLC as a Registered Investment Advisor Hybrid.
Employment History
Current Registrations
Altamira Financial Group, LLC
LPL Financial LLCBroker
Previous Registrations
Financial Partners, LLC
LPL Financial LLC
Thornburg Securities CorporationBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.