DJ
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Derek Johns

28 Years of Experience
Minneapolis, MN
Broker

Derek Johns is a registered investment advisor at Thrivent Investment Management INC., based in Minneapolis, MN, with 28 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning. Their firm serves 77,792 clients with $17B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3110 advisors
Number of Clients
77,792 clients
Average Client Portfolio
$225K average
Assets Under Management
$17.5B

Fee Structure

Minimum Investment:$25K

Thrivent Investment Management offers several managed account programs, each with different investment options and strategies. The fees for these programs are based on a percentage of the assets in your account and are negotiable. The specific fee will depend on the program you choose, the assets in your account, and the complexity of your financial situation. Some programs may also have additional fees for tax overlay services or private wealth consulting. The fees are deducted from your account quarterly.

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Location

600 Portland Ave S, Minneapolis, MN, 55415

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Thrivent Investment Management INC.
March 2020 - Present · 6 yrs 2 mos
Thrivent Investment Management INC.
March 2020 - Present · 6 yrs 2 mos
Thrivent Investment Management INC.Broker
March 2020 - Present · 6 yrs 2 mos
Previous Registrations
Thrivent Investment Management INC.
December 2013 - August 2019 · 5 yrs 8 mos
Thrivent Investment Management INC.Broker
November 2003 - August 2019 · 15 yrs 9 mos
American Express Financial Advisors INC.Broker
October 2000 - October 2003 · 3 yrs
Ids Life Insurance CompanyBroker
October 2000 - January 2001 · 3 mos
Sunset Financial Services, INC.Broker
April 1999 - September 2000 · 1 yr 5 mos
American Express Financial Advisors INC.Broker
January 1997 - March 1999 · 2 yrs 2 mos
Ids Life Insurance CompanyBroker
January 1997 - March 1999 · 2 yrs 2 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.